Independent Compliance Risk Manager- Marketing

San Francisco, CA (Hybrid)

$90K/yr – $125K/yrSenior Level4+ years expFull time

Posted 3 days ago

Job Summary

Own and guide Marketing Compliance program, establishing standards and controls, reviewing materials, and integrating AI-assisted reviews while coordinating with Legal, Product, Risk and Marketing on evolving regulatory requirements.

  • Lead compliance standards and controls across the marketing program
  • Review marketing materials across channels to ensure disclosures and terms are accurate
  • Use AI to streamline content reviews with appropriate human oversight

Job Description

Responsibilities

  • Serve as a subject-matter expert for Marketing Compliance, providing independent oversight and guidance across the Bank’s marketing program
  • Establish and maintain marketing compliance standards, policies, procedures, and controls that align with applicable regulatory requirements and the Bank’s risk appetite
  • Ensure marketing and advertising activities comply with applicable laws and regulations, including ECOA, UDAAP, TILA, CAN-SPAM, and Fair Lending requirements
  • As needed, review and approve marketing materials across email, web, digital advertising, landing pages, social media, direct mail, and other customer communications, ensuring required disclosures, disclaimers, and terms are clear and accurate
  • Maintain the Bank’s marketing and communications guide, including approved disclosures, and partner with Legal and Product Compliance to develop new guidance as requirements evolve
  • Assess regulatory risks and controls across marketing processes and campaigns, partnering with Marketing, Product, Legal, and Risk to identify issues early and develop appropriate risk mitigation strategies
  • Maintain and improve automated systems that support marketing asset reviews, using AI where appropriate to efficiently review content, identify potential compliance concerns, and keep guidance current while maintaining appropriate human oversight
  • Stay current on regulatory developments affecting marketing and advertising in financial services and support internal audits and regulatory examinations related to marketing practices

Requirements

  • 4+ years of experience in marketing compliance, consumer protection, or financial services compliance
  • Bachelor's degree or higher, or equivalent combination of education and experience
  • Strong working knowledge of consumer protection requirements including ECOA, UDAAP, TILA, CAN-SPAM, and Fair Lending regulations, and the controls needed to mitigate related risks
  • Experience working in fast-paced, dynamic environments and delivering high-quality results across competing priorities, aggressive timelines, and evolving requirements
  • Strong communication and influencing skills with the ability to partner effectively across Marketing, Legal, Product, Risk, and other business teams
  • Strong analytical and critical thinking skills with the ability to identify compliance risks and apply sound judgment in fast-moving marketing environments
  • You take ownership of your work and proactively identify and escalate compliance risks before they become larger issues
  • You’re organized and detail-oriented, with the ability to quickly understand how business objectives, customer communications, and evolving regulatory requirements intersect
  • You actively look for ways AI can improve how you review marketing content and assess compliance risk, while maintaining a high bar for accuracy, data sensitivity, regulatory requirements, and where human judgment and validation are needed

Preferred

  • Certified Regulatory Compliance Manager (CRCM) or similar professional certification
  • Experience supporting regulatory examinations and compliance audits, including developing and tracking corrective actions
  • Proficiency with Excel, PowerPoint, Visio, and other Microsoft Office tools

Benefits

  • medical, dental and vision plans for employees and their families
  • 401(k) match
  • health and wellness programs
  • flexible time off policies for salaried employees
  • up to 16 weeks paid parental leave
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LendingClub

3.3 Glassdoor

Since our founding in 2007, we have transformed the banking industry by bringing a traditional credit product - the installment loan - online and we’ve been on the fast track ever since. We are one of the first fintechs to acquire a national bank charter, which has transformed our business economics and introduced all new capabilities, and now others are following our lead, validating the strength of our model. We are one of America’s largest providers of unsecured personal loans, originating more than $100 billion in loans to our more than 5 million high-FICO, high-income members and helping them save millions on their cost of credit. And we’re just getting started. A Culture that DeliversImpact: We’re tackling big problems, but we’re a small enough organization for each individual to make a real difference People: We’re a group of smart, kind, low-ego, and values-driven people from a wide variety of industries and backgrounds who are committed to our missionIdeas: We seek out the best ideas – no matter where they come from – to look beyond what is possible todayValues: It’s not just what you accomplish, it’s also how you accomplish it that mattersMember FDIC

Founded in 2007
San Francisco, California, USA
1.4K employees (59 in marketing)
57% recommend to a friend
62% CEO approval

Salaries

Posted range

$90K/yr – $125K/yr

Taken straight from the job posting.

See all LendingClub salaries

Funding

Total Funding
$392.2M
Last Raise
$65M
Post IPO Equity, 9 years ago

Funding History

  • Apr 2017
    Post IPO Equity
  • Aug 2014
    Series Unknown
  • Apr 2014
    Private Equity • $65M

Traffic Signals

Monthly Visitors
1.9M
Monthly Google Ads Budget
$1.3M
Traffic Source Mix
Search
21.1%
Direct
72.7%
Referral
5.5%
Social
0.2%
Paid
0.4%

Headcount Trend

Current headcount: ~1.4K

Recent News

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Independent Compliance Risk Manager- Marketing

LendingClub · San Francisco, CA · Hybrid