Communications Review Specialist
St. Louis, MO (On-site)
Posted 4 weeks ago
About the Company: At &Partners, we are building a new vision of what wealth management can be: where advisors can thrive and their clients receive guidance that encompasses all that life can offer. As a part of the team, you will share in building our vision. Our collective confidence in what’s possible, combined with an enthusiastic “can do" work ethic, propels us forward. We take pride in knowing our shared values of trust, transparency, accountability and positivity can benefit the lives of those we serve. About the Role: As a Communications Review Specialist within our Supervision team, you’ll be responsible for reviewing emails and other business-related communications to ensure alignment with firm policies and regulatory requirements. Responsibilities: Review electronic communications (email, messages, and more) for compliance with internal policies Work closely with internal departments to address escalations or required changes Maintain accurate records and follow established review procedures Provide timely feedback and collaborate with team members to promote best practices Qualifications: FINRA Series 7 and 99 OR 5+ years of relevant industry experience Strong written and verbal communication skills Proficiency in Microsoft Office (Word, Excel, Outlook) Ability to work independently with a high degree of accuracy and accountability Preferred Skills: Previous experience in communications review or supervisory/compliance roles is a plus Equal Opportunity Statement: &Partners is an equal opportunity employer
Partners
Marketing team
14Employees
355Headquarters
Houston, Texas, USAFounded
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