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Marketing jobs

13 marketing jobs

3 days ago

Senior Advertising Supervision Principal

LPL Financial

Tempe, AZ (On-site)Full time$74K/yr – $123K/yr

2 weeks ago

AVP, Marketing - Content and Media

LPL Financial

Fort Mill, SC (Unknown)Full time$107K/yr – $178K/yr

2 weeks ago

AVP, Marketing - Content and Media

LPL Financial

Charlotte, NC (On-site)Full time$107K/yr – $178K/yr

3 weeks ago

Marketing Consultant

LPL Financial

Fort Mill, SC (Unknown)Full time$62K/yr – $103K/yr

5 weeks ago

Sr. Marketing Consultant

LPL Financial

Charlotte, NC (On-site)Full time$77K/yr – $128K/yr

3 months ago

Sr. Analyst, Annuity & Insurance Growth - Advisor Engagement

LPL Financial

San Diego, CA (On-site)Full time$81K/yr – $135K/yr

3 months ago

AVP, Annuity & Insurance Growth - Advisor Engagement

LPL Financial

San Diego, CA (On-site)Full time$109K/yr – $182K/yr

3 months ago

VP, Annuity & Insurance Growth - Advisor Engagement

LPL Financial

San Diego, CA (On-site)Full time$136K/yr – $227K/yr

5 months ago

Marketing Consultant

LPL Financial

San Diego, CA (On-site)Full time$68K/yr – $114K/yr

5 months ago

Senior Marketing Consultant

LPL Financial

Charlotte, NC (On-site)Full time$77K/yr – $128K/yr

5 months ago

Sr. Marketing Consultant

LPL Financial

Fort Mill, SC (Unknown)$77K/yr – $128K/yr

5 months ago

Senior Marketing Consultant

LPL Financial

Fort Mill, SC (Unknown)$77K/yr – $128K/yr

5 months ago

Sr. Advisor Communications & OBA Supervisory Principal

LPL Financial

San Diego, CA (On-site)Full time$74K/yr – $123K/yr

All marketing roles in the US

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All marketing roles in the US

Get alerts for this search

13 jobs

Senior Advertising Supervision Principal

LPL Financial

Tempe, AZ (On-site)

$74K/yr - $123K/yrIn-houseFull-timeSenior level3+ years exp.

3 days ago

AVP, Marketing - Content and Media

LPL Financial

Fort Mill, SC (Unknown)

$107K/yr - $178K/yrIn-houseFull-timeSenior level7+ years exp.

2 weeks ago

AVP, Marketing - Content and Media

LPL Financial

Charlotte, NC (On-site)

$107K/yr - $178K/yrIn-houseFull-timeSenior level7+ years exp.

2 weeks ago

Marketing Consultant

LPL Financial

Fort Mill, SC (Unknown)

$62K/yr - $103K/yrIn-houseFull-timeMid level2+ years exp.

3 weeks ago

Sr. Marketing Consultant

LPL Financial

Charlotte, NC (On-site)

$77K/yr - $128K/yrIn-houseFull-timeSenior level5+ years exp.

5 weeks ago

Sr. Analyst, Annuity & Insurance Growth - Advisor Engagement

LPL Financial

San Diego, CA (On-site)

$81K/yr - $135K/yrIn-houseFull-timeMid level2+ years exp.

3 months ago

AVP, Annuity & Insurance Growth - Advisor Engagement

LPL Financial

San Diego, CA (On-site)

$109K/yr - $182K/yrIn-houseFull-timeSenior level5+ years exp.

3 months ago

VP, Annuity & Insurance Growth - Advisor Engagement

LPL Financial

San Diego, CA (On-site)

$136K/yr - $227K/yrIn-houseFull-timeSenior level7+ years exp.

3 months ago

Marketing Consultant

LPL Financial

San Diego, CA (On-site)

$68K/yr - $114K/yrIn-houseFull-timeMid level3+ years exp.

5 months ago

Senior Marketing Consultant

LPL Financial

Charlotte, NC (On-site)

$77K/yr - $128K/yrIn-houseFull-timeSenior level5+ years exp.

5 months ago

Sr. Marketing Consultant

LPL Financial

Fort Mill, SC (Unknown)

$77K/yr - $128K/yrIn-houseSenior level7+ years exp.

5 months ago

Senior Marketing Consultant

LPL Financial

Fort Mill, SC (Unknown)

$77K/yr - $128K/yrIn-houseSenior level3+ years exp.

5 months ago

Sr. Advisor Communications & OBA Supervisory Principal

LPL Financial

San Diego, CA (On-site)

$74K/yr - $123K/yrIn-houseFull-timeSenior level3+ years exp.

5 months ago

LPL Financial

Senior Advertising Supervision Principal

Tempe, AZ (On-site)

$74K/yr – $123K/yrSenior Level3+ years expFull time

Posted 3 days ago

Job Summary

Own and drive regulatory compliance for marketing and communications, guiding approvals and responses; coordinate with advisors, address policy gaps, and support inquiries and training.

Own the end-to-end review process for marketing materials
Collaborate with advisors and internal teams on policy updates
Respond to regulatory inquiries and support training initiatives

Job Description

Responsibilities

Evaluate marketing materials and other forms of communication with the public to provide principal approval or provide guidance on changes that can lead to an approval.
Consult with advisors on their marketing initiatives
Research and address instances where the firm’s policies are not being followed.
Assist with research and response to regulatory inquiries including branch exams.
Contribute to department initiatives that may include policy updates and training.
Other tasks and projects as assigned.

Requirements

3+ years of prior financial services and advertising/marketing compliance review experience
Prior experience in a client-facing role
Ability to confidently engage with stakeholders by phone, explain complex issues in a clear and concise manner, articulate the rationale behind decisions or processes, and utilize open-ended questioning techniques to gather information and drive effective conversations.
Knowledge of FINRA, SEC, and State rules and regulations
Licensing: Series 7, 24

Preferred

Bachelor’s Degree
Licensing: 66 (or 63 and 65)

Benefits

401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.

LPL Financial

3.6 Glassdoor

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 29,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.

Founded in 1989

San Diego, California, USA

14K employees (392 in marketing)

www.lpl.com

59% recommend to a friend

76% CEO approval